Saad El-hajjaoui
Professional summary
Saad El-hajjaoui, who also goes by Saad Zoheir El-hajjaoui, is a registered financial advisor currently at XEL located in Ontario, California.
Saad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Saad has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Saad El-hajjaoui's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2024 - Present
XEL
Office #1: 337 N Vineyard Ave #230, Ontario, CA 91764November 20, 2019 - February 18, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2024)
(2/14/2024)
Exams
Series 6TO
Date: 11/20/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
XEL
CRD#: 329693 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 5,645,010 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
