Philip W. Mancini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Woodson Mancini was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1980. Philip had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2005 - February 11, 2019
MANCINI CAPITAL MANAGEMENT, INC.
July 8, 1997 - July 18, 2002
UBS FINANCIAL SERVICES INC.
January 28, 1995 - July 18, 2002
UBS FINANCIAL SERVICES INC.
July 24, 1980 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANCINI CAPITAL MANAGEMENT, INC.
CRD#: 135751 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
