Richard S. Li
Professional summary
Richard Shengdi Li, who also goes by Richard Li, is a registered financial professional currently at LAZARD FRERES & CO. LLC located in San Francisco, California.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2021. Richard has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Shengdi Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2026 - Present
LAZARD FRERES & CO. LLC
Office #1: 4 Embarcadero Center Floor 24, San Francisco, CA 94111March 28, 2023 - April 28, 2026
PJT PARTNERS LP
February 27, 2021 - February 10, 2023
LIONTREE ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2026)
Exams
Series 79TO
Date: 2/27/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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Company Information
LAZARD FRERES & CO. LLC
CRD#: 2528San Francisco, CA 94111TRUST BUT VERIFY
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