AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DS

David Y. Shim

LINCOLN INTERNATIONAL
NEW YORK, NY 10171
Some features on this profile are disabled
CRD#: 7126865
DS
David Y ShimLINCOLN INTERNATIONAL

Professional summary

David Y Shim, who also goes by David Y Shim, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2019. David has worked at 4 firms and has passed the Series 63, Series 79TO and SIE exams.

Aliases

David Y Shim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Y Shim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2026 - Present

LINCOLN INTERNATIONAL LLC

Office #1: 299 Park Ave. 7th Floor, New York, NY 10171
BD
CRD#: 42045
NEW YORK, NY
Past

December 15, 2025 - August 19, 2026

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
NEW YORK, NY
Past

September 15, 2020 - December 9, 2025

GREENHILL & CO., LLC

BD
CRD#: 40290
NEW YORK, NY
Past

August 21, 2019 - August 31, 2020

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/19/2026)
RR
Georgia
(8/19/2026)
RR
Illinois
(8/19/2026)
RR
New York
(8/19/2026)
RR
Texas
(8/19/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/21/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/24/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LINCOLN INTERNATIONAL LLC
LINCOLN INTERNATIONAL L.L.C. | LINCOLN PARTNERS L.L.C | LINCOLN INTERNATIONAL LLC

CRD#: 42045 / SEC#: , 8-49671

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Loading...

Contact information

Main Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Mailing Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Phone number
(312) 580-8339
Established
Illinois since 03/28/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MONARCH FINCO, LLCSOLE MEMBER
BARR, ROBERT BRUCEMANAGING DIRECTOR720560
BROWN, ROBERT TODDCHIEF EXECUTIVE OFFICER3114282
HAQUE, SARAH ANSARICHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL7419726
LAWSON, LAWRENCE JAMES IIIMANAGING DIRECTOR, CHAIRMAN1081222
MALCHOW, ERIC DENNISPRESIDENT2499555
NELSON, JULIE ANNEFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS7051181

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINCOLN INTERNATIONAL LLC

CRD#: 42045New York, NY 10171

TRUST BUT VERIFY

Monitor David Shim

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Nicholas Wayne Rygiel
Nicholas RygielAdvisorCheck Check Mark
PROTOCOL WEALTH, LLC
IAR
RR
Havertown, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.