BG
Braden W. Givens
STYRE WEALTH
Fort Worth, TX 76104
Some features on this profile are disabled
CRD#: 7125705
BG
Professional summary
Braden Wayne Givens, who also goes by Braden W Givens, is a registered financial advisor currently at STYRE WEALTH located in Fort Worth, Texas.
Braden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Braden has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Braden W Givens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 03/2023 - 360 WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Inv. Related - DALLAS, TX 2) 03/2023 - MELTON, FANGMAN & CO - Tax Prep/Accounting/CPA - Inv. Related - DALLAS, TX - Staff Accountant & Tax Preparer - Start Date 03/28/2023 - 30hrs/month 3) 3/30/2023 - ADVISOR RESOURCE COUNCIL - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 02/28/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through ADVISOR RESOURCE COUNCIL, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 3/30/2023 - Advisor Resource Council - DBA: 360 WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 02/28/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through 360 WEALTH PARTNERS, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Braden Wayne Givens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2024 - Present
STYRE WEALTH
Office #1: 1517 8th Ave, Fort Worth, TX 76104RIA
CRD#: 289276
Fort Worth, TX
Past
March 20, 2023 - January 23, 2024
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
DALLAS, TX
Past
March 20, 2023 - February 5, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
March 16, 2022 - February 21, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BEDFORD, TX
Past
January 25, 2022 - February 22, 2023
CWM, LLC
RIA
CRD#: 155344
Bedford, TX
Past
June 29, 2021 - February 21, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BEDFORD, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STYRE WEALTH
STYRE RETIREMENT | THE RUDD COMPANY, LLC | STYRE WEALTH
CRD#: 289276 / SEC#: 801-111027
RIA
Registered Investment Advisory firm - (8/23/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/2/2024)
IAR
Louisiana(7/24/2024)
IAR
Oklahoma(4/30/2024)
IAR
Texas(4/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/29/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
STYRE WEALTH
STYRE RETIREMENT | THE RUDD COMPANY, LLC | STYRE WEALTH
CRD#: 289276 / SEC#: 801-111027
RIA
Registered Investment Advisory firm - (8/23/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1517 8th Ave, Fort Worth, TX 76104
Mailing Address
Phone number
(817) 605-7833
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 597 |
| AUM (Assets Under Management) | $ 200,989,968 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
