Braden W. Givens
Professional summary
Braden Wayne Givens, who also goes by Braden W Givens, is a registered financial advisor currently at STYRE WEALTH located in Fort Worth, Texas and OSAIC WEALTH, INC. located in Fort Worth, Texas.
Braden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Braden has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Braden Wayne Givens's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2024 - Present
STYRE WEALTH
Office #1: 1517 8th Ave, Fort Worth, TX 76104June 1, 2026 - Present
OSAIC WEALTH, INC.
Office #1: 1612 Summit Ave Suite 350, Fort Worth, TX 76102March 20, 2023 - January 23, 2024
ADVISOR RESOURCE COUNCIL
March 20, 2023 - February 5, 2024
LPL FINANCIAL LLC
March 16, 2022 - February 21, 2023
CETERA WEALTH SERVICES, LLC
January 25, 2022 - February 22, 2023
CWM, LLC
June 29, 2021 - February 21, 2023
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/2/2024)
(7/24/2024)
(4/30/2024)
(4/30/2024)
Exams
Series 7TO
Date: 6/29/2021
General Securities Representative ExaminationCurrent Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.