Frank P. Zitkevitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Paul Zitkevitz, who also goes by Frank P Zitkevitz, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1980. Frank had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 1995 - October 18, 1996
TRAUTMAN WASSERMAN & COMPANY, INC.
November 21, 1994 - May 2, 1995
SUNPOINT SECURITIES, INC.
June 6, 1994 - July 7, 1994
FIRST MONTAUK SECURITIES CORP.
January 5, 1994 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
June 2, 1993 - November 29, 1993
ACUMENT SECURITIES, INC.
November 9, 1990 - May 13, 1993
JANNEY MONTGOMERY SCOTT LLC
August 26, 1988 - October 23, 1990
BUTCHER & SINGER INC.
February 18, 1987 - September 16, 1988
UBS FINANCIAL SERVICES INC.
December 5, 1984 - February 25, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 1982 - December 11, 1984
ADVEST, INC.
April 21, 1982 - October 5, 1982
GRUNTAL & CO., L.L.C.
April 30, 1981 - April 1, 1982
E. W. SMITH CO.
July 24, 1980 - May 30, 1981
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRAUTMAN WASSERMAN & COMPANY, INC.
CRD#: 33007 / SEC#: , 8-45755
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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