Samuel Morton Wasserman
Professional Summary
Samuel Morton Wasserman was a registered financial advisor. Samuel was a previously registered financial advisor and started their career in finance 1969 - 2010. Samuel had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 15, Series 5, PC, Series 1, Series 4 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
66 years in the financial services industry
Current & Past Employments
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Current Firm
WOOD ASSET MANAGEMENT INC | WOOD ASSET MANAGEMENT LLC
Contact Information
Main Address
1605 Main Street Suite 904, Sarasota, FL 34236Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Dec 1983Series 5 — Interest Rate Options Examination
Passed Nov 1983PC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Sep 1960Series 00 — General Securities Principal Examination
Passed Mar 1969Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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