JM
Jeffrey W. Maillet
AVANT-GARDE TRADING SECURITIES
CHICAGO, IL 60606
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CRD#: 7124790
JM
Professional summary
Jeffrey William Maillet Jr, who also goes by Jeff Maillet, is a registered financial professional currently at AVANT-GARDE TRADING SECURITIES located in Chicago, Illinois.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2019. Jeffrey has worked at 1 firm and has passed the Series 63, Series 3, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeff Maillet
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey William Maillet Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2019 - Present
AVANT-GARDE TRADING SECURITIES
Office #1: 30 S. Wacker Dr Suite 2840, Chicago, IL 60606BD
CRD#: 292119
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2024)
RR
Alaska(4/26/2024)
RR
Arizona(5/13/2024)
RR
Arkansas(6/11/2024)
RR
California(4/26/2024)
RR
Colorado(4/26/2024)
RR
Connecticut(4/26/2024)
RR
Delaware(4/26/2024)
RR
Florida(7/3/2024)
RR
Georgia(4/23/2024)
RR
Idaho(4/26/2024)
RR
Illinois(7/5/2019)
RR
Indiana(7/17/2024)
RR
Iowa(4/26/2024)
RR
Kansas(8/14/2024)
RR
Kentucky(4/26/2024)
RR
Louisiana(4/26/2024)
RR
Maine(4/17/2024)
RR
Maryland(5/6/2024)
RR
Massachusetts(7/30/2024)
RR
Michigan(5/6/2024)
RR
Mississippi(4/26/2024)
RR
Missouri(3/11/2025)
RR
Montana(4/26/2024)
RR
Nebraska(4/26/2024)
RR
Nevada(4/26/2024)
RR
New Hampshire(9/27/2024)
RR
New Jersey(5/8/2024)
RR
New Mexico(11/22/2024)
RR
New York(4/26/2024)
RR
North Carolina(4/26/2024)
RR
North Dakota(10/15/2024)
RR
Ohio(4/26/2024)
RR
Oklahoma(4/26/2024)
RR
Oregon(5/20/2024)
RR
Pennsylvania(4/26/2024)
RR
Rhode Island(4/26/2024)
RR
South Carolina(4/22/2024)
RR
South Dakota(5/28/2024)
RR
Texas(4/26/2024)
RR
Utah(4/26/2024)
RR
Vermont(9/9/2024)
RR
Virginia(5/9/2024)
RR
Washington(5/8/2024)
RR
West Virginia(7/31/2024)
RR
Wisconsin(6/7/2024)
RR
Wyoming(9/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AT
AVANT-GARDE TRADING SECURITIES
AVANT-GARDE TRADING SECURITIES | PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIES | PROSPERUM FINTECH HOLDINGS, LLC
CRD#: 292119 / SEC#: , 8-70068
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
30 S. Wacker Dr Suite 2840, Chicago, IL 60606
Mailing Address
30 S. Wacker Dr Suite 2840, Chicago, IL 60606
Phone number
(312) 858-5748
Established
Illinois since 11/23/2016
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Red Flags
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