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AR

Andrew R. Reutter

HIGGINBOTHAM SECURITIES
HOUSTON, TX 77041
Some features on this profile are disabled
CRD#: 7123902
AR

Professional summary

Andrew Ralph Reutter is a registered financial professional currently at HIGGINBOTHAM SECURITIES located in Houston, Texas.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2020. Andrew has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Ralph Reutter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 26, 2025 - Present

HIGGINBOTHAM SECURITIES

Office #1: 4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041
BD
CRD#: 335402
HOUSTON, TX
Past

January 23, 2020 - June 13, 2025

SPC CAPITAL MARKETS LLC

BD
CRD#: 304381
Greenwich, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/8/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/23/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/5/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/20/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HIGGINBOTHAM SECURITIES
HIGGINBOTHAM SECURITIES | HIGGINBOTHAM SECURITIES LLC

CRD#: 335402 / SEC#: , 8-71338

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041
Mailing Address
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041
Phone number
(713) 952-9990
Established
Texas since 01/21/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HIGGINBOTHAM FINANCIAL HOLDINGS, LLCOWNER
BARHORST, WARREN EDWARDMANAGER2570446
IVAN, JOHN MICHAELCHIEF COMPLIANCE OFFICER1292150
RIP, OLGAFINOP5440553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGGINBOTHAM SECURITIES

CRD#: 335402Houston, TX 77041

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