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Andrew Ralph Reutter

HIGGINBOTHAM SECURITIES
HOUSTON, TX
·CRD# 7123902·7 years experience

Professional Summary

Andrew Ralph Reutter is a registered financial advisor currently at HIGGINBOTHAM SECURITIES located in Houston, Texas. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2020. Andrew has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

HIGGINBOTHAM SECURITIES·CRD# 335402
BD
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041
December 26, 2025 - Present
SPC CAPITAL MARKETS LLC·CRD# 304381
BD
Greenwich, CT
January 23, 2020 - June 13, 2025

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Current Firm

HS
HIGGINBOTHAM SECURITIES

HIGGINBOTHAM SECURITIES | HIGGINBOTHAM SECURITIES LLC

CRD#: 335402 / SEC#: 8-71338
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041

Mailing Address

4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041

Phone Number

(713) 952-9990

Established

Texas since 01/21/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HIGGINBOTHAM FINANCIAL HOLDINGS, LLCOWNER—
BARHORST, WARREN EDWARDMANAGER2570446
IVAN, JOHN MICHAELCHIEF COMPLIANCE OFFICER1292150
RIP, OLGAFINOP5440553

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(12/26/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2020About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Dec 2019About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Sep 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2019About the SIE exam

Series 24 — General Securities Principal Examination

Passed Nov 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Ralph Reutter's CRS (Customer Relationship Summary).

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