Warren Edward Barhorst
Professional Summary
Warren Edward Barhorst, who also goes by Warren Barhorst, Warren E Barhorst, is a registered financial advisor currently at HIGGINBOTHAM SECURITIES located in Houston, Texas. Warren is registered as a RR (Registered Representative) and started their career in finance in 1995. Warren has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Warren Barhorst, Warren E Barhorst
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
HIGGINBOTHAM SECURITIES | HIGGINBOTHAM SECURITIES LLC
Contact Information
Main Address
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041Mailing Address
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041Phone Number
(713) 952-9990Established
Texas since 01/21/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/5/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1994About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Warren Edward Barhorst's CRS (Customer Relationship Summary).
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