Rachel E. Roher
Professional summary
Rachel Elizabeth Roher, who also goes by Rachel Elizabeth Roher, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Grandview Heights, Ohio.
Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Rachel has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Elizabeth Roher's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2025 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215February 12, 2025 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: 1000 Yard Street H Building, Grandview Heights, OH 43212June 5, 2023 - September 4, 2024
ASCENSUS BROKER DEALER SERVICES, LLC
February 27, 2023 - September 4, 2024
ASCENSUS INVESTMENT ADVISORS, LLC
August 2, 2022 - November 28, 2022
MERIT WEALTH MANAGEMENT, LLC
September 15, 2020 - March 2, 2022
HAMILTON CAPITAL
February 21, 2020 - July 31, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
September 9, 2019 - July 31, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/11/2025)
Exams
Series 6TO
Date: 6/5/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
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