Darla G. Wilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darla Garee Wilton, who also goes by Darla G Holley, Darla Garee Holley, Darla Garee Holley Wilton, Darla Wilton, was a registered financial professional .
Darla is a previously registered financial professional and started their career in finance in 1980. Darla had worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 53, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2013 - December 31, 2017
AMERITAS INVESTMENT COMPANY, LLC
July 5, 2013 - December 31, 2017
AMERITAS INVESTMENT COMPANY, LLC
November 4, 2011 - December 13, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
September 2, 2011 - December 13, 2011
BLACKROCK FUND ADVISORS
September 1, 2011 - November 16, 2011
BLACKROCK EXECUTION SERVICES
October 7, 2008 - October 19, 2010
WFG ADVISORS, LP
September 22, 2008 - October 19, 2010
WFG INVESTMENTS, INC.
May 11, 2004 - September 23, 2008
VALIC FINANCIAL ADVISORS, INC.
May 23, 2003 - November 14, 2003
NELSONREID, INC.
May 21, 2002 - November 14, 2003
NELSONREID, INC.
January 18, 1990 - July 5, 2001
CHARLES SCHWAB & CO., INC.
October 12, 1987 - June 6, 1988
ROBERT W. BAIRD & CO. INCORPORATED
January 27, 1986 - September 18, 1987
AMERIPRISE ADVISOR SERVICES, INC.
June 2, 1983 - January 25, 1985
CITIGROUP GLOBAL MARKETS INC.
December 10, 1981 - June 20, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 15, 1980 - January 12, 1982
ROTAN MOSLE INC.
July 24, 1980 - October 18, 1983
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/27/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
