KV
Katie M. Veloff
BUTTONWOOD PARTNERS
Madison, WI 53717
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CRD#: 7121396
KV
Professional summary
Katie Marie Veloff, CFP®, who also goes by Katie Marie Kalkofen, is a registered financial advisor currently at BUTTONWOOD PARTNERS, INC. located in Madison, Wisconsin.
Katie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Katie has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katie Marie Kalkofen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Katie Marie Veloff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Katie Marie Veloff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 3, 2024 - Present
BUTTONWOOD PARTNERS, INC.
Office #1: 701 Deming Way Suite 100, Madison, WI 53717RIA
BD
CRD#: 27108
Madison, WI
Current
September 30, 2020 - Present
BUTTONWOOD PARTNERS, INC.
Office #1: 701 Deming Way Suite 100, Madison, WI 53717RIA
BD
CRD#: 27108
Madison, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2023)
RR
Arkansas(1/3/2024)
RR
California(1/6/2023)
RR
Colorado(1/6/2023)
RR
Connecticut(1/3/2024)
RR
District of Columbia(1/3/2024)
RR
Florida(1/6/2023)
RR
Georgia(1/3/2024)
RR
Illinois(1/6/2023)
RR
Indiana(1/3/2024)
RR
Iowa(1/3/2024)
RR
Maryland(1/3/2024)
RR
Massachusetts(1/3/2024)
RR
Michigan(1/6/2023)
RR
Minnesota(1/6/2023)
RR
Missouri(1/3/2024)
RR
Montana(1/6/2023)
RR
Nevada(1/3/2024)
RR
New York(1/6/2023)
RR
North Carolina(1/6/2023)
RR
Ohio(1/6/2023)
RR
Oregon(1/3/2024)
RR
Pennsylvania(1/6/2023)
RR
South Carolina(1/3/2024)
RR
Texas(1/6/2023)
RR
Utah(1/6/2023)
RR
Vermont(1/3/2024)
RR
Virginia(1/6/2023)
RR
Washington(1/6/2023)
RR
Wisconsin(10/16/2020)
IAR
Wisconsin(10/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BUTTONWOOD PARTNERS, INC.
BUTTONWOOD PARTNERS, INC.
CRD#: 27108 / SEC#: 801-37383, 8-42883
RIA
Registered Investment Advisory firm - SEC (6/26/2012 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/14/2012 Approved)Wisconsin
Registered Investment Advisory firm - SEC (3/28/2012 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
701 Deming Way Suite 100, Madison, WI 53717
Mailing Address
701 Deming Way Suite 100, Madison, WI 53717
Phone number
(608) 827-6400
Established
Wisconsin since 03/15/1990
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
3
FINRA licenses (47 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRUEGER, BRUCE EDWARD | DIRECTOR, TREASURER, VICE PRESIDENT | 853517 |
| MCLELLAN, JODIE ANNETTE | VICE PRESIDENT AND SECRETARY | 2751334 |
| RADEMACHER, GREGORY SCOTT | PRESIDENT AND FINOP | 2949618 |
| VELOFF, KATIE MARIE | DIRECT OWNER | 7121396 |
| STRANG, TAMI KAY | CHIEF COMPLIANCE OFFICER AND MUNICIPAL SECURITIES PRINCIPAL | 1964152 |
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 15,392,109 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
