Katie Marie Veloff
CFP®Professional Summary
Katie Marie Veloff, CFP®, who also goes by Katie Marie Kalkofen, is a registered financial advisor currently at BUTTONWOOD PARTNERS, INC. located in Madison, Wisconsin. Katie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Katie has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Katie Marie Kalkofen
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
BUTTONWOOD PARTNERS, INC.
Contact Information
Main Address
701 Deming Way Suite 100, Madison, WI 53717Mailing Address
701 Deming Way Suite 100, Madison, WI 53717Phone Number
(608) 827-6400Established
Wisconsin since 03/15/1990Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
3FINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRUEGER, BRUCE EDWARD | DIRECTOR, TREASURER, VICE PRESIDENT | 853517 |
| MCLELLAN, JODIE ANNETTE | VICE PRESIDENT AND SECRETARY | 2751334 |
| RADEMACHER, GREGORY SCOTT | PRESIDENT AND FINOP | 2949618 |
| VELOFF, KATIE MARIE | DIRECT OWNER | 7121396 |
| STRANG, TAMI KAY | CHIEF COMPLIANCE OFFICER AND MUNICIPAL SECURITIES PRINCIPAL | 1964152 |
Regulatory Assets Under Management
Total Number of Accounts
28AUM (Assets Under Management)
$16,356,725Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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(10/16/2020)
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Katie Marie Veloff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Katie Marie Veloff's CRS (Customer Relationship Summary).
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