Michael Fisher
Professional summary
Michael Fisher, who also goes by Michael Lowell Fisher, Michael L Fisher, is a registered financial advisor currently at SANCTUARY ADVISORS, LLC located in Louisville, Kentucky and SANCTUARY SECURITIES, INC. located in Louisville, Kentucky.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Fisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2024 - Present
SANCTUARY ADVISORS, LLC
Office #1: 7511 New La Grange Road, Louisville, KY 40222May 14, 2024 - Present
SANCTUARY SECURITIES, INC.
Office #1: 7511 New La Grange Road, Louisville, KY 40222January 4, 2023 - May 10, 2024
ROBERT W. BAIRD & CO. INCORPORATED
June 3, 2022 - May 10, 2024
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2024)
(5/14/2024)
(5/14/2024)
Exams
Series 7TO
Date: 6/3/2022
General Securities Representative ExaminationFINRA
Current Firm
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55,540 |
| AUM (Assets Under Management) | $ 27,696,000,000 |
Red Flags
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Company Information
SANCTUARY ADVISORS, LLC
CRD#: 226606Louisville, KY 40222TRUST BUT VERIFY
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