TM
Thomas J. Mcinerney
INSIGHT ADVISORS
Newtown, PA 18940
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CRD#: 711975
TM
Professional summary
Thomas Joseph Mcinerney, who also goes by Thomas Jr Mcinerney, Tom Mcinerney, is a registered financial advisor currently at INSIGHT ADVISORS, LLC located in Newtown, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Newtown, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Thomas has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Jr Mcinerney | Tom Mcinerney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LOCKRUM PROPERTIES LLC, 49% INVESTOR, REAL ESTATE DEVELOPMENT BEACHFRONT CONDOS IN ANGUILLA, 10 HRS/MTH-NONE DURING SECURITIES HOURS, START 3/06.
2)ANGUILLA PARTNERSHIP ENTERPRISES/WINDRIFT LLC, INVESTMENT RELATED, NEWTOWN, PA, REAL ESTATE DEVELOPMENT, 50% OWNER, START DATE 4/2004, 1 HOUR PER MONTH/0 DURING TRADING.
3)MERIDIAN ALARM CO., INC. 975 JAYMORE ROAD, SOUTHAMPTON, PA 18966, PRES/MAJORITY OWNER, ALARM SECURITY COMPANY, 8 HRS/MTH-NONE DURING BUSINESS HOURS. -
4) COMMERCIAL RENTAL PROPERTY; INVESTMENT RELATED; NEWTOWN, PA; 100% OWNERSHIP; START DATE = 04/01/2013; MINIMAL TIME DEVOTED PER MONTH; NOT DURING TRADING HOURS.
5) INSURANCE AGENT; INVESTMENT RELATED; NEWTOWN, PA; 1% OF TIME
6) INSIGHT ADVISORS, LLC. RIA. INVESTMENT RELATED. IVESTMENT ADVISOR. BRANCH MANAGER. 10 N. STATE STREET, NEWTOWN, PA 18940. 160 HRS/MO.
7)LIBERTY COATING; 21 S. STEEL RD, MORRISVILLE, PA 19060; PIPE COATING; BOARD MEMBER; STARTED 10/2013; 4 HRS PER MONTH, 2 HRS DURING TRADING HOURS; 1% OWNER, BOARD MEMBER
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Mcinerney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2013 - Present
INSIGHT ADVISORS, LLC
Office #1: 10 N. State Street, Newtown, PA 18940RIA
CRD#: 168057
Newtown, PA
Current
August 1, 2013 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 10 N. State Street, Newtown, PA 18940BD
CRD#: 35747
Newtown, PA
Past
April 4, 2005 - August 2, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEWTOWN, PA
Past
April 4, 2005 - August 2, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEWTOWN, PA
Past
July 5, 1994 - April 15, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEWTOWN, PA
Past
September 18, 1991 - April 15, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 9, 1982 - October 2, 1991
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 22, 1980 - December 15, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INSIGHT ADVISORS, LLC
BENCHMARK WEALTH ADVISORS, INC. | PRIVATE INDEX WEALTH MANAGEMENT | PRISM PLANNING & SOLUTIONS GROUP, LLC | ORIHEL WEALTH MANAGEMENT | MCINERNEY & SIMON, LLC | INSIGHT ADVISORS, LLC | GATE KEY FINANCIAL | BROLLE WEALTH MANAGEMENT
CRD#: 168057 / SEC#: 801-78355
RIA
Registered Investment Advisory firm - (8/1/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/6/2013)
RR
Connecticut(12/4/2020)
RR
Florida(4/21/2017)
RR
Maryland(1/25/2024)
RR
New Jersey(8/8/2013)
RR
New York(6/13/2018)
RR
North Carolina(9/24/2013)
RR
Pennsylvania(8/1/2013)
IAR
Pennsylvania(8/2/2013)
RR
Tennessee(10/9/2023)
RR
Virginia(8/1/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/13/1992
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
IA
INSIGHT ADVISORS, LLC
BENCHMARK WEALTH ADVISORS, INC. | PRIVATE INDEX WEALTH MANAGEMENT | PRISM PLANNING & SOLUTIONS GROUP, LLC | ORIHEL WEALTH MANAGEMENT | MCINERNEY & SIMON, LLC | INSIGHT ADVISORS, LLC | GATE KEY FINANCIAL | BROLLE WEALTH MANAGEMENT
CRD#: 168057 / SEC#: 801-78355
RIA
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Contact information
Main Address
10 N. State Street, Newtown, PA 18940
Mailing Address
Phone number
(215) 550-6011
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,427 |
| AUM (Assets Under Management) | $ 712,359,160 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
