John R. Keeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John R. Keeler, who also goes by John R. Keeler Jr, John Robert Keeler Jr, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1980. John had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2004 - October 27, 2010
GROVE POINT INVESTMENTS, LLC
April 15, 2004 - October 27, 2010
GROVE POINT INVESTMENTS, LLC
November 20, 1990 - April 15, 2004
HACKETT ASSOCIATES, INC.
March 8, 1988 - October 4, 1990
BUTTONWOOD SECURITIES, INC.
March 7, 1986 - February 29, 1988
CORNWALL SECURITIES, INC.
May 27, 1982 - March 14, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
May 27, 1982 - March 18, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
May 27, 1982 - March 18, 1986
IDS LIFE INSURANCE COMPANY
June 30, 1980 - June 2, 1982
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/16/1980
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
