SL
Sarah K. Lassberg
BETTER POCKETS FINANCIAL
Princeton, TX
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CRD#: 7118919
SL
Professional summary
Sarah Kay Lassberg, who also goes by Sarah M Cooper, Sarah Lassberg, Sarah K Mitchell, is a registered financial advisor currently at BETTER POCKETS FINANCIAL located in Princeton, Texas.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sarah has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah M Cooper | Sarah Lassberg | Sarah K Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Elf Army of Light; Founder/Executive Director; provides nonreligious support to any person who has experienced pregnancy loss and infant death.; 5055 West Park Blvd #400, Plano, TX 75093; 20 hours per month, 10 hours per month during securities trading hours; Manage board meetings, collaborate on operational activities, facilitate discussions to healthcare professionals; non investment related. Women Organizing Women Democrats (WoW Dems); WoW Dems is a North Texas based organization dedicated to expanding participation of women in politics: increasing their political engagement; raising awareness about women's issues; and recruiting, supporting, and electing women Democrats.; 3103 Garden Ridge Ct Plano TX 75025; Start Date 03/2020; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; Board member, help make decisions for events, timelines for candidate questionnaires. I am not responsible for any money, I have made it clear I cannot participate in anything related to that. Act of Change, LLC; Founder; provide consultation for change management and process improvement; not investment related; start date: 01/2024; 6010 W. Spring Creek Pkwy, Plano, TX 75024; 10 hrs per month, 5 hrs per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Kay Lassberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2024 - Present
BETTER POCKETS FINANCIAL
RIA
CRD#: 317366
Princeton, TX
Past
June 15, 2020 - July 5, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FRISCO, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/17/2024)
IAR
Texas(7/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/13/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
BP
BETTER POCKETS FINANCIAL
BETTER POCKETS FINANCIAL | BETTER POCKETS FINANCIAL LLC
CRD#: 317366 / SEC#:
Colorado
Registered Investment Advisory firm - (1/3/2022 Approved)Connecticut
Registered Investment Advisory firm - (9/23/2025 Approved)Louisiana
Registered Investment Advisory firm - (5/17/2023 Approved)New York
Registered Investment Advisory firm - (8/30/2024 Approved)Ohio
Registered Investment Advisory firm - (7/14/2025 Approved)Texas
Registered Investment Advisory firm - (2/8/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
242 Linden St 1st Floor, Fort Collins, CO 80524
Mailing Address
Phone number
(303) 515-1574
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 5,633,702 |
Red Flags
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