AB
Amiteshwar S. Bhatia
ROYAL INVESTMENT ADVISER
Salt Lake City, UT
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CRD#: 7118855
AB
Professional summary
Amiteshwar S Bhatia, who also goes by Amiteshwar Singh, Andy Singh, is a registered financial advisor currently at ROYAL INVESTMENT ADVISER located in Salt Lake City, Utah.
Amiteshwar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Amiteshwar has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amiteshwar Singh | Andy Singh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Royal Brokers-Realtor/ Investment Related-Yes-Salt Lake city/Utah Responsible for advising clients on Purchasing and selling of real estate properties. Realtypath-Realtor/Investment Related-Yes Sandy/Utah Responsible for advising clients on purchasing and selling of real estate properties. Advent Realty-Sales Person/Investment related-Yes Las Vegas/Nevada Responsible for advising clients on purchasing and selling of real estate properties. Parexel - No/79 TW 1 Federal St, Billerica, MA 0182/ The OBA is a contract research association to ensure proper treatment of cancer patients./Research Associate/06.2022/50/50/To ensure that all the cancer patients at huntsman and Intermountain are treated properly. Royal Limousine INC and its DBAs Royal Realtor, Royal Realty, Royal Realtor of Utah, The Royal group of Companies and Royal Mortgage. Amiteshwar Bhatia has the listed entities registered with the Division of Corporations State of Utah. Royal Realtor is contracted with Realtypath for the Realtor/real estate services. The rest of entities are just name holders for future endeavours and are not active right now. On March 2023 Amiteshwar Bhatia has obtained an active mortgage license and registered a new Entity as Royal Mortgage and financing INC. The new firm engages in residential mortgage, commercial real estate financing and business/equipment financing. May 2024 Virtous Clinical Research organization: Amiteshwar Bhatia has registered a new Entity as Virtous Clinical Research Organization. The new form will engage in providing clinical research consultancy services for Clinical Research.
CRS (Client Relationship Summary) - RIA
Click below to view Amiteshwar S Bhatia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2019 - Present
ROYAL INVESTMENT ADVISER
RIA
CRD#: 305333
Salt Lake City, UT
Past
July 1, 2019 - July 10, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SO. JORDAN, UT
Past
June 12, 2019 - July 10, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SO. JORDAN, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(12/5/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/12/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
RI
ROYAL INVESTMENT ADVISER
ROYAL INVESTMENT ADVISER | SOLE PROPRIETOR: REAL ESTATE SALES AGENT | ROYAL REALTOR | ROYAL INVESTMENT ADVISER INC
CRD#: 305333 / SEC#: 802-117469
Utah
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Contact information
Main Address
Salt Lake City, UT
Mailing Address
Phone number
(385) 495-9897
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 200,000 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 11/27/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
