Vidalia B. Cornwall
BALLAST POINT FINANCIAL PLANNING
Hancock, MI
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CRD#: 7117834
Professional summary
Vidalia Beatrice Cornwall, CFP®, who also goes by VIdalia Cornwall, Vidalia Beatrice Freeman, is a registered financial advisor currently at BALLAST POINT FINANCIAL PLANNING, LLC located in Hancock, Michigan.
Vidalia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Vidalia has worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vidalia Cornwall | Vidalia Beatrice Freeman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Vidalia Beatrice Cornwall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
February 22, 2024 - Present
BALLAST POINT FINANCIAL PLANNING, LLC
RIA
CRD#: 283295
Hancock, MI
Past
January 1, 2020 - December 14, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Logan, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BALLAST POINT FINANCIAL PLANNING, LLC
BALLAST POINT FINANCIAL PLANNING, LLC
CRD#: 283295 / SEC#: 801-132445
RIA
Registered Investment Advisory firm - (4/22/2025 Approved)California
Registered Investment Advisory firm - (5/23/2025 Terminated)Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)Kansas
Registered Investment Advisory firm - (4/23/2025 Terminated)Louisiana
Registered Investment Advisory firm - (4/23/2025 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2025 Terminated)Oregon
Registered Investment Advisory firm - (5/12/2025 Terminated)South Carolina
Registered Investment Advisory firm - (10/25/2022 Terminated)Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (5/6/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/23/2024)
IAR
Louisiana(3/21/2024)
IAR
Michigan(2/22/2024)
IAR
Texas(2/23/2024)
IAR
Virginia(2/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/31/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
BALLAST POINT FINANCIAL PLANNING, LLC
BALLAST POINT FINANCIAL PLANNING, LLC
CRD#: 283295 / SEC#: 801-132445
RIA
Registered Investment Advisory firm - (4/22/2025 Approved)California
Registered Investment Advisory firm - (5/23/2025 Terminated)Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)Kansas
Registered Investment Advisory firm - (4/23/2025 Terminated)Louisiana
Registered Investment Advisory firm - (4/23/2025 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2025 Terminated)Oregon
Registered Investment Advisory firm - (5/12/2025 Terminated)South Carolina
Registered Investment Advisory firm - (10/25/2022 Terminated)Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (5/6/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
340 Lorton Ave Ste 216, Burlingame, CA 94010
Mailing Address
Phone number
(650) 636-7526
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 197 |
| AUM (Assets Under Management) | $ 130,333,588 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
