Nathan K. Kennelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Klein Kennelly, who also goes by Nate Kennelly, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2021. Nathan had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2024 - April 25, 2025
CION SECURITIES, LLC
December 23, 2021 - February 6, 2024
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
October 25, 2021 - February 6, 2024
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
June 28, 2021 - October 19, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/10/2023
General Securities Representative ExaminationSeries 6TO
Date: 6/26/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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