Sarah Macktez Millen
Professional Summary
Sarah Macktez Millen is a registered financial advisor currently at WELLINGTON FUNDS DISTRIBUTORS INC. located in Boston, Massachusetts. Sarah is registered as a RR (Registered Representative) and started their career in finance in 2019. Sarah has worked at 1 firm and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
WELLINGTON FUNDS DISTRIBUTORS INC. | WELLINGTON MANAGEMENT ADVISERS, INC
Contact Information
Main Address
280 Congress Street, Boston, MA 02210Mailing Address
280 Congress Street, Boston, MA 02210Phone Number
(617) 951-5000Established
Delaware since 10/29/2009Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLINGTON MANAGEMENT FUNDS HOLDINGS LLP | HOLDING COMPANY | — |
| COYNE, LAURA ANN ESQ. | DIRECTOR | 7053320 |
| KOPEC, CHRISTINA | DIRECTOR | 5929352 |
| MACKENZIE, BRENDAN MICHAEL | DIRECTOR | 5051963 |
| MARTIN, SARA ANN | CHIEF LEGAL OFFICER | 7469775 |
| MILLEN, SARAH MACKTEZ | CHIEF FINANCIAL OFFICER | 7116565 |
| SHANNON, MARY KEHOE | PRESIDENT | 6439388 |
| SHANNON, MARY KEHOE | DIRECTOR | 6439388 |
| WALSH, MELISSA JEAN | DIRECTOR | 8255606 |
| WILLIAMS, ASHLEY LEIGH | CHIEF COMPLIANCE OFFICER | 5498874 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sarah Macktez Millen's CRS (Customer Relationship Summary).
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