Norina R. Vittese

RADCLIFFE CAPITAL MANAGEMENT, L.P.

Bala Cynwyd, PA 19004

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CRD#: 7115972

Professional summary

Norina R Vittese, who also goes by Norina Rose VIttese, is a registered financial advisor currently at RADCLIFFE CAPITAL MANAGEMENT, L.P. located in Bala Cynwyd, Pennsylvania.

Norina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Norina has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Norina Rose Vittese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

"T & N Property Group LLC - Philadelphia, PA. Not investment related. No title - holds real-estate license and will engage in brokering real estate, LLC is for property management purposes. Approximately 5-10 hours per week during non-trading hours. Started 4/23/23, LLC Established July 2023." Name: Dooney's Pub Not Investment Related Address: Delran, NJ 08075 Nature of Business: Restaurant Title: Employee/Bartender Start Date: 09/2015 Hours: 16 hours per month or less Hours during Trading Hours: 0 Description: Bartender

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norina R Vittese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2023 - Present

RADCLIFFE CAPITAL MANAGEMENT, L.P.

Office #1: 50 Monument Road Suite 300, Bala Cynwyd, PA 19004

RIA

CRD#: 136028

Bala Cynwyd, PA

Past

March 16, 2023 - October 13, 2023

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

RIA

CRD#: 105390

PHILADELPHIA, PA

Past

February 17, 2023 - October 13, 2023

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RADCLIFFE CAPITAL MANAGEMENT, L.P.

RADCLIFFE CAPITAL MANAGEMENT, L.P. | RG CAPITAL MANAGEMENT, L.P.

CRD#: 136028 / SEC#: 801-65461

RIA

Registered Investment Advisory firm - (1/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/17/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/30/2022

Securities Industry Essentials Examination

Current Firm

RADCLIFFE CAPITAL MANAGEMENT, L.P.

RADCLIFFE CAPITAL MANAGEMENT, L.P. | RG CAPITAL MANAGEMENT, L.P.

CRD#: 136028 / SEC#: 801-65461

RIA

Registered Investment Advisory firm - (1/24/2006 Approved)

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Contact information

Main Address

50 Monument Road Suite 300, Bala Cynwyd, PA 19004

Mailing Address

Phone number

(610) 617-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

RADCLIFFE PART 2A BROCHURE 2025 (4/3/2025)

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 4,356,491,582

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Norina R. Vittese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norina R Vittese's CRS (Customer Relationship Summary).

Certified licenses

Experience

RADCLIFFE CAPITAL MANAGEMENT, L.P.

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

DELAWARE DISTRIBUTORS, L.P.

Primary Firm SEC Registration

RADCLIFFE CAPITAL MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2023

Series 7TO

Date: 2/17/2023

SIE

Date: 12/30/2022

Current Firm

RADCLIFFE CAPITAL MANAGEMENT, L.P.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RADCLIFFE CAPITAL MANAGEMENT, L.P.

TRUST BUT VERIFY

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