Lawrence Alex Whitney
Professional Summary
Lawrence Alex Whitney, who also goes by Lawrence Whitney, is a registered financial advisor currently at BELVEDERE TRADING LLC located in Boulder, Colorado. Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2019. Lawrence has worked at 2 firms and has passed the Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lawrence Alex Whitney, Lawrence Whitney
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BELVEDERE TRADING LLC
Contact Information
Main Address
10 S Riverside Plaza Suite 2100, Chicago, IL 60606Mailing Address
10 S. Riverside Plaza Suite 2100, Chicago, IL 60606Phone Number
(312) 893-3750Established
Illinois since 01/25/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
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SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lawrence Alex Whitney's CRS (Customer Relationship Summary).
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