BB
Blake A. Bagshaw
SIMS INVESTMENT MANAGEMENT LLC
Hillsboro, OH
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CRD#: 7114478
BB
Professional summary
Blake Alexander Bagshaw is a registered financial advisor currently at SIMS INVESTMENT MANAGEMENT LLC located in Hillsboro, Ohio.
Blake is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Blake has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Bagshaw Holdings, LLC; Hillsboro, OH; Shareholder; Passive investor; investment related; 6.28% owner/shareholder; 1-5 hours/month; no conflict of interest. ///
2.) Arven Investments, LLC; Hillsboro, OH; Shareholder of Real estate investment company; Passive investment; investment related; 10% shareholder; 1-5 hours/ month; compensation: 10% of assets within the company will be paid out when they are sold.///
3) Bagshaw Properties, LTD, 8414 Ohio S.R. 124, Hillsboro, Ohio 45133; Partial Ownership in company investing in start-up or private companies; Part Owner; find opportunities & Listen to pitches from companies seeking outside investors for capital purposes; YES IS Investment Related; Yes has financial interest in this company; company invests in start-up companies and different projects, company owners pull monies and invest; approximate 1-5 hrs. per month; Compensated from ownership stock.///
4)AxisPoint Alliance LLC, 2235 Corydon Pike, New Albany, IN 47150, Board Member, has financial interest in company: ownership stake in the company, not investment related, 1-5 hours per month.///
CRS (Client Relationship Summary) - RIA
Click below to view Blake Alexander Bagshaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2021 - Present
SIMS INVESTMENT MANAGEMENT LLC
Office #2: 3322 Erie Ave. Suite 200, Cincinnati, OH 45208RIA
CRD#: 169491
Hillsboro, OH
Past
February 26, 2020 - November 8, 2021
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
Newark, OH
Past
May 24, 2019 - November 8, 2021
VALMARK SECURITIES, INC.
BD
CRD#: 31243
NEWARK, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SIMS INVESTMENT MANAGEMENT LLC
SIMS INVESTMENT MANAGEMENT LLC
CRD#: 169491 / SEC#: 801-123034
RIA
Registered Investment Advisory firm - (1/13/2022 Approved)California
Registered Investment Advisory firm - (2/20/2022 Terminated)Florida
Registered Investment Advisory firm - (1/21/2022 Terminated)Kentucky
Registered Investment Advisory firm - (1/24/2022 Terminated)Louisiana
Registered Investment Advisory firm - (2/1/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (1/21/2022 Terminated)Texas
Registered Investment Advisory firm - (1/21/2022 Terminated)West Virginia
Registered Investment Advisory firm - (1/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/16/2021)
IAR
Ohio(11/17/2021)
IAR
Texas(11/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/24/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SI
SIMS INVESTMENT MANAGEMENT LLC
SIMS INVESTMENT MANAGEMENT LLC
CRD#: 169491 / SEC#: 801-123034
RIA
Registered Investment Advisory firm - (1/13/2022 Approved)California
Registered Investment Advisory firm - (2/20/2022 Terminated)Florida
Registered Investment Advisory firm - (1/21/2022 Terminated)Kentucky
Registered Investment Advisory firm - (1/24/2022 Terminated)Louisiana
Registered Investment Advisory firm - (2/1/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (1/21/2022 Terminated)Texas
Registered Investment Advisory firm - (1/21/2022 Terminated)West Virginia
Registered Investment Advisory firm - (1/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3322 Erie Ave. Suite 200, Cincinnati, OH 45208
Mailing Address
Phone number
(513) 278-7467
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,752 |
| AUM (Assets Under Management) | $ 245,920,179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
