Alexander Palmieri Jr
Professional Summary
Alexander Palmieri JR, who also goes by Alexander E Palmieri, Alexander Palmieri, is a registered financial advisor currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois. Alexander is registered as a RR (Registered Representative) and started their career in finance in 1980. Alexander has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alexander E Palmieri, Alexander Palmieri
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC
Contact Information
Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184Phone Number
(773) 661-4448Established
Delaware since 04/13/2017Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/14/2021)
(8/28/2023)
(8/28/2023)
(8/28/2023)
(8/28/2023)
(8/28/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1980SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alexander Palmieri JR's CRS (Customer Relationship Summary).
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