Chad Michael Hicks
Professional Summary
Chad Michael Hicks is a registered financial advisor currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida. Chad is registered as a RR (Registered Representative) and started their career in finance in 2025. Chad has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Current Firm
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC
Contact Information
Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746Phone Number
(650) 761-7789Established
Delaware since 08/24/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | — |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SCHAFFER, VINCENT | PRINCIPAL OPERATIONS OFFICER | 5353999 |
Disclosures
Regulatory Event
56Arbitration
13Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
State Registrations and Notice Filings
(3/6/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - BD
Click below to view Chad Michael Hicks's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
THE ENSEMBLE TEAM
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.