George F. Amrhein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Francis Amrhein JR, who also goes by George F Amrhein Jr, George Francis Amrhein, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1980. George had worked at 13 firms and has passed the Series 63, SIE, Series 6, Series 3, Series 7, Series 1, Series 26, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2015 - January 9, 2025
ALT FUND DISTRIBUTORS LLC
October 19, 2006 - March 19, 2007
VFINANCE INVESTMENTS, INC
June 2, 2005 - September 6, 2006
CROWN INVESTMENT BANKING, INC.
October 2, 2002 - December 1, 2003
INCAP SECURITIES, INC.
May 11, 2000 - November 22, 2000
THE CAMELOT GROUP, INC.
November 4, 1999 - May 4, 2000
NATIONAL CAPITAL SECURITIES, INC.
May 17, 1996 - January 21, 1997
TRUST ADVISORS TRADING LLC
January 16, 1995 - November 10, 1999
MANAGER ADVISORY GROUP INC.
July 24, 1992 - March 2, 1993
IICC - TRADECO, INC.
June 11, 1990 - August 15, 1990
THE GREENWICH CORPORATION
March 4, 1988 - December 31, 1988
PARADIGM SECURITIES, INC.
January 4, 1985 - December 2, 1987
HAWTHORNE COMPANY
July 1, 1980 - September 26, 1984
DASEKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/26/1980
Registered Representative ExaminationCurrent Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
