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KH

Kendall B. Hahn

MBS CAPITAL MARKETS
Tampa, FL 33629
Some features on this profile are disabled
CRD#: 7112744
KH

Professional summary


Kendall Bulleit Hahn, who also goes by Kendall Bulleit, is a registered financial professional currently at MBS CAPITAL MARKETS, LLC located in Tampa, Florida.

Kendall is registered as a RR (Registered Representative) and started their career in finance in 2021. Kendall has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kendall Bulleit

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kendall Bulleit Hahn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 1, 2022 - Present

MBS CAPITAL MARKETS, LLC

Office #1: 1902 S. Macdill Avenue, Tampa, FL 33629
BD
CRD#: 155065
Tampa, FL
Past

August 7, 2021 - August 15, 2022

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/4/2023)
RR
Arizona
(5/4/2023)
RR
California
(5/4/2023)
RR
Colorado
(5/4/2023)
RR
Connecticut
(5/4/2023)
RR
Florida
(9/1/2022)
RR
Illinois
(9/1/2022)
RR
Maryland
(5/4/2023)
RR
Massachusetts
(5/4/2023)
RR
Minnesota
(5/4/2023)
RR
New Jersey
(5/4/2023)
RR
New York
(5/4/2023)
RR
Pennsylvania
(5/4/2023)
RR
South Carolina
(5/4/2023)
RR
Texas
(5/4/2023)
RR
Utah
(5/4/2023)
RR
Virginia
(5/4/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 8/13/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 11/29/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/7/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MBS CAPITAL MARKETS, LLC
MBS CAPITAL MARKETS, LLC

CRD#: 155065 / SEC#: , 8-68690

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1902 S. Macdill Avenue, Tampa, FL 33629
Mailing Address
1902 S. Macdill Avenue, Tampa, FL 33629
Phone number
(813) 281-2700
Established
Florida since 07/21/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BULLEIT, EDWIN MURRAYMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MUNICIPAL PRINCIPAL/MANAGING MEMBER/AML OFFICER/FINOP1452847
SEALY, BRETT AARONMANAGING PARTNER2526344
MOSSING, RHONDA KAYSENIOR VICE PRESIDENT/MANAGING PARTNER5079617

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MBS CAPITAL MARKETS, LLC

CRD#: 155065Tampa, FL 33629

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