Scott E. Behnken

MIAMI VALLEY PORTFOLIO MANAGEMENT

BROOKVILLE, OH 45309

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CRD#: 711263

Professional summary

Scott Earl Behnken, who also goes by Scott E Behnken, is a registered financial advisor currently at MIAMI VALLEY PORTFOLIO MANAGEMENT INC located in Brookville, Ohio and STONEX SECURITIES INC. located in Brookville, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Scott has worked at 6 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott E Behnken

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MVP MANAGEMENT, 475 ARLINGTON ROAD, BROOKVILLE, OH 45309, CORPORATION, NATURE OF BUS: REGISTERED INVESTMENT ADVISOR, TITLE: PRESIDENT, DUTIES: SALES, TIME SPENT: 30%, 2)BEHNKEN FINANCIAL SERVICES, 475 ARLINGTON ROAD, BROOKVILLE, OH 45309, CORPORATION, NATURE OF BUS: INSURANCE AGENCY/FIXED ANNUITIES/LIFE INS/LTC, TITLE: PRESIDENT, DUTIES: SALES, PERCENT OF TIME: 20%, 3)ROBERT E BEHNKEN TRUST, 475 ARLINGTON RD, BROOKVILLE OH 45309, NATURE OF BUS: TRUSTEE, DUTIES: MANAGE TRUSTS, TIME SPENT: 2%, 4)DAYTON FOUNDATION, 475 ARLINGTON ROAD, BROOKVILLE, OH 45309, NON-PROFIT, TITLE: BOARD MEMBER OF DEVELOPMENT COMMITTEE, DUTIES: BOARD MEETING ATTENDANCE ONCE A QRTR, TIME SPENT: <1%, 5)Real Estate Owner 475 Arlington Road, Brookville, OH 45309 Own rental properties Non-investment related Owner 10/17/2018 1 hours spent per month; 0 hours spent during market hours 6) TRLT, LLC - 475 Arlington Rd, Brookville, OH 45309 Nature of Business: my atty and CPA recommended I set up a series of entities which will allow me to continue to pay the normal 6.25% social security tax on my earnings up to $160,000 and allow me to avoid the additional 6.2% soc sec tax that a 1099 tax payor often pays...and will also allow me to pay for all medical expenses with pre tax dollars Investment Related: No Business Position: Present/Treasurer/Secretary (sole owner/member/partner) Business Duties: this is an accounting procedure that my book keeper will handle, I have no duties Business Start Date: 01/01/2023 Approximately zero hours spent on this OBA monthly.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Earl Behnken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 1999 - Present

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

Office #1: 475 Arlington Rd, Brookville, OH 45309

RIA

CRD#: 106389

BROOKVILLE, OH

Current

September 12, 2014 - Present

STONEX SECURITIES INC.

Office #1: 475 Arlington Road, Brookville, OH 45309Office #2: 28 E. Rahn Road Suite 108, Dayton, OH 45429Office #3: 545 Metro Place Suite 100, Dublin, OH 43017

CRD#: 18456

Brookville, OH

Past

January 30, 2015 - July 12, 2017

STONEX ADVISORS INC.

RIA

CRD#: 174182

BIRMINGHAM, AL

Past

January 1, 2001 - January 30, 2015

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

BROOKVILLE, OH

Past

November 2, 1984 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

BROOKVILLE, OH

Past

October 7, 1983 - October 18, 1984

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

July 3, 1980 - July 29, 1983

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

BEHNKEN FINANCIAL | MVP MANAGEMENT INC. | MIAMI VALLEY PORTFOLIO MANAGEMENT INC

CRD#: 106389 / SEC#: 801-121421

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Florida

Registered Investment Advisory firm - (5/24/2023 Terminated)

Ohio

Registered Investment Advisory firm - (5/24/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/12/2014)

Arizona
(3/25/2015)

California
(9/12/2014)

Colorado
(3/29/2018)

IAR

Florida
(7/10/2012)

Florida
(9/12/2014)

Idaho
(2/2/2021)

Illinois
(9/12/2014)

Indiana
(9/12/2014)

Kentucky
(3/28/2016)

Louisiana
(9/27/2019)

Maryland
(9/12/2014)

Michigan
(9/28/2018)

Montana
(2/16/2021)

Nevada
(8/27/2018)

New Hampshire
(6/24/2015)

New Jersey
(7/29/2019)

New York
(9/12/2014)

North Carolina
(9/11/2018)

IAR

Ohio
(5/26/1999)

Ohio
(9/12/2014)

Oklahoma
(7/30/2024)

Pennsylvania
(3/28/2016)

South Carolina
(1/31/2019)

Tennessee
(9/12/2014)

Texas
(9/12/2014)

Virginia
(9/12/2014)

Washington
(3/5/2015)

West Virginia
(9/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/1/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 6/24/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

BEHNKEN FINANCIAL | MVP MANAGEMENT INC. | MIAMI VALLEY PORTFOLIO MANAGEMENT INC

CRD#: 106389 / SEC#: 801-121421

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Florida

Registered Investment Advisory firm - (5/24/2023 Terminated)

Ohio

Registered Investment Advisory firm - (5/24/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2023 Terminated)

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Contact information

Main Address

475 Arlington Road, Brookville, OH 45309

Mailing Address

Phone number

(937) 833-4043

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MVP PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,068
AUM (Assets Under Management)	$ 189,019,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott E. Behnken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Earl Behnken's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

STONEX ADVISORS INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/1990

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

Series 1

Date: 6/24/1980

Series 24

Date: 12/22/1989

FINRA

Current Firm

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

TRUST BUT VERIFY

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