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JV

Julie L. Viviano

SISUNG SECURITIES
Metairie, LA 70002
Some features on this profile are disabled
CRD#: 7112533
JV

Professional summary

Julie Lynn Viviano is a registered financial professional currently at SISUNG SECURITIES CORPORATION located in Metairie, Louisiana.

Julie is registered as a RR (Registered Representative) and started their career in finance in 2021. Julie has worked at 1 firm and has passed the SIE and Series 99TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julie Lynn Viviano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2021 - Present

SISUNG SECURITIES CORPORATION

Office #1: 3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002Office #2: 3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002
BD
CRD#: 25752
Metairie, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(8/6/2021)

Exams

General Industry/Product Exam
RR
SIE
Date: 8/6/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/23/2021
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SISUNG SECURITIES CORPORATION
SISUNG SECURITIES CORPORATION

CRD#: 25752 / SEC#: , 8-42121

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002
Mailing Address
3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002
Phone number
(504) 544-7700
Established
Louisiana since 11/14/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SISUNG HOLDINGS, LLCSHAREHOLDER
MAYEAUX, JOHN ELLISSR. VP, PUBLIC FINANCE2993410
SCHEXNAYDER, KENT MATTHEWVP, PUBLIC FINANCE3074481
SISUNG, LAWRENCE JOHN IIIDIRECTOR1790087
SISUNG, LAWRENCE JOHN JRPRESIDENT / CEO / CCO1285539
SISUNG, ROBERT LANEDIRECTOR / CFO1990367
SOLARES, RICHARD LOUISSR. VP, BROKER DEALER SERVICES2029652

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SISUNG SECURITIES CORPORATION

CRD#: 25752Metairie, LA 70002

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