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CRD#: 25752
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SISUNG SECURITIES CORPORATION is located at 3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002 and was first established at New Orleans, Louisiana in 11/14/1989. After operating for 36 years, SISUNG SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SISUNG SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. SISUNG SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SISUNG SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SISUNG SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SISUNG SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SISUNG SECURITIES CORPORATION Comes From

Understanding the Statistics for SISUNG SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002
Mailing Address
3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002
Firm Size
Small
Phone Number
(504) 544-7700
Established
Louisiana since 11/14/1989
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SISUNG HOLDINGS, LLCSHAREHOLDER
MAYEAUX, JOHN ELLISSR. VP, PUBLIC FINANCE2993410
SCHEXNAYDER, KENT MATTHEWVP, PUBLIC FINANCE3074481
SISUNG, LAWRENCE JOHN IIIDIRECTOR1790087
SISUNG, LAWRENCE JOHN JRPRESIDENT / CEO / CCO1285539
SISUNG, ROBERT LANEDIRECTOR / CFO1990367
SOLARES, RICHARD LOUISSR. VP, BROKER DEALER SERVICES2029652

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Advisor's working at SISUNG SECURITIES CORPORATION

LS

Lawrence John Sisung III

Lawrence John Punt, Punt Sisung Iii
IAR
RR
CRD#: 1790087
Location:
Metairie, LA 70002
Company:
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
Disclosures:
Experience:
37 years
View Profile
RS

Robert Lane Sisung

IAR
RR
CRD#: 1990367
Location:
Metairie, LA 70002
Company:
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
Disclosures:
Experience:
36 years
View Profile
RS

Richard Louis Solares

IAR
RR
CRD#: 2029652
Location:
Metairie, LA 70002
Company:
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
Disclosures:
Experience:
36 years
View Profile
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