Jacob M. Clark

CLEARWATER CAPITAL PARTNERS

Hoffman Estates, IL 60169

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CRD#: 7112396

Professional summary

Jacob Matthew Clark is a registered financial advisor currently at CLEARWATER CAPITAL PARTNERS located in Hoffman Estates, Illinois.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jacob has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Matthew Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2023 - Present

CLEARWATER CAPITAL PARTNERS

Office #1: 2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169

RIA

CRD#: 139886

Hoffman Estates, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARWATER CAPITAL PARTNERS

BORHART SPELLMEYER & COMPANY-PRIVATE WEALTH MANAGEMENT, LLC | CLEARWATER CAPITAL PARTNERS, LLC | CLEARWATER CAPITAL PARTNERS | CLEARWATER CAPITAL ADVISORS, LLC | BSC PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 139886 / SEC#: 801-70905

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/7/2010 Terminated)

Indiana

Registered Investment Advisory firm - (12/4/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2023

Uniform Investment Adviser Law Examination

Current Firm

CLEARWATER CAPITAL PARTNERS

BORHART SPELLMEYER & COMPANY-PRIVATE WEALTH MANAGEMENT, LLC | CLEARWATER CAPITAL PARTNERS, LLC | CLEARWATER CAPITAL PARTNERS | CLEARWATER CAPITAL ADVISORS, LLC | BSC PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 139886 / SEC#: 801-70905

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/7/2010 Terminated)

Indiana

Registered Investment Advisory firm - (12/4/2009 Terminated)

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Contact information

Main Address

2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169

Mailing Address

Phone number

(847) 841-8650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLEARWATER CAPITAL PARTNERS ADV PART 2A (3/28/2025)

CLEARWATER CAPITAL PARTNERS ADV PART 2A APPENDIX 1: WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,653
AUM (Assets Under Management)	$ 1,489,947,464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob M. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Matthew Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEARWATER CAPITAL PARTNERS

Primary Firm SEC Registration

CLEARWATER CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2023

Current Firm

CLEARWATER CAPITAL PARTNERS

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARWATER CAPITAL PARTNERS

TRUST BUT VERIFY

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