Adit Gupta
Professional Summary
Adit Gupta is a registered financial advisor currently at ALTRUIST FINANCIAL LLC located in Dallas, Texas. Adit is registered as a RR (Registered Representative) and started their career in finance in 2023. Adit has worked at 2 firms and has passed the Series 87, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING
Contact Information
Main Address
300 S. Pearl Expressway Suite 250, Dallas, TX 75201Mailing Address
300 S. Pearl Expressway Suite 250, Dallas, TX 75201Phone Number
(888) 510-4660Established
Delaware since 10/08/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed May 2024About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Adit Gupta's CRS (Customer Relationship Summary).
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