JF
Jacob M. Forschein
KESTRA ADVISORY SERVICES
Allison Park, PA
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CRD#: 7111908
JF
Professional summary
Jacob Michael Forschein is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Allison Park, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Allison Park, Pennsylvania.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jacob has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: BE FINANCIALLY SOUND POSITION: RR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/15/2023 ADDRESS: 3900 Bonita Dr, Allison Park PA 15101, United States DESCRIPTION: RR Name: KESTRA ADVISORY SERVICES LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/15/2023 ADDRESS: 5707 SouthWest Parkway, Building #2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: STEEL CITY SHAKESPEARE POSITION: Board President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/25/2024 ADDRESS: 435 Perry Hwy, West View PA 15229, United States DESCRIPTION: Board President: Lead the meetings and create the framework and structure for the theater company to make company decisions, put on productions, and provide theater education to the community. Founding Board is primarily tasked with creating the structure of the board itself and helping the company work towards non-profit status. Before we can ratify any bylaws, Mission, Vision, Values, etc we need to have a governing body who can approve those things, so for the first many months we will likely merely spend time on those boring but necessary things. Once we gather board members (we need 5 to 9) we will call a first meeting at which we will introduce ourselves to one another and begin deciding who will assume what role.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Michael Forschein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Allison Park, PA
Current
June 6, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
ALLISON PARK, PA
Past
June 27, 2019 - June 6, 2023
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
April 25, 2019 - June 6, 2023
INTERVEST INTERNATIONAL, INC.
RIA
CRD#: 111516
Allison Park, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/29/2023)
RR
Arizona(6/29/2023)
RR
California(6/6/2023)
RR
Colorado(6/6/2023)
RR
Connecticut(9/13/2024)
RR
District of Columbia(6/29/2023)
RR
Florida(6/6/2023)
RR
Georgia(6/6/2023)
RR
Hawaii(9/23/2024)
RR
Idaho(6/29/2023)
RR
Illinois(6/6/2023)
RR
Iowa(8/9/2024)
RR
Louisiana(6/6/2023)
RR
Maryland(6/6/2023)
RR
Massachusetts(6/6/2023)
RR
Michigan(6/6/2023)
RR
Minnesota(9/1/2023)
RR
Montana(6/29/2023)
RR
Nevada(6/29/2023)
RR
New Jersey(6/6/2023)
RR
New Mexico(6/6/2023)
RR
New York(6/6/2023)
RR
North Carolina(6/6/2023)
RR
Ohio(6/29/2023)
IAR
Pennsylvania(6/6/2023)
RR
Pennsylvania(2/24/2025)
RR
Rhode Island(6/29/2023)
RR
South Carolina(6/29/2023)
RR
Tennessee(8/2/2023)
RR
Texas(6/6/2023)
IAR
Texas(6/7/2023)
RR
Utah(6/6/2023)
RR
Virginia(6/6/2023)
RR
Washington(2/25/2025)
RR
Wisconsin(11/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/27/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
