AS
Alec J. Seccafico
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 7111506
AS
Professional summary
Alec J. Seccafico, who also goes by Alec J Seccafico, Alec John Seccafico, Alec Seccafico, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Red Bank, New Jersey and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Alec is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Alec has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alec J Seccafico | Alec John Seccafico | Alec Seccafico
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/2025 - ALEXANDER CAPITAL INSURANCE AGENCY LLC -- 10 DRS JAMES PARKER BLVD RED BANK NJ 07701 -- 8-10 HOURS PER WEEK -- INDEPENDENT CONTRACTOR.
CRS (Client Relationship Summary) - RIA
Click below to view Alec J. Seccafico's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2025 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Office #1: 10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701RIA
CRD#: 157714
Red Bank, NJ
Current
July 8, 2025 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701BD
CRD#: 40077
Red Bank, NJ
Past
June 17, 2022 - January 3, 2025
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW YORK, NY
Past
June 17, 2022 - January 3, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
March 16, 2020 - May 20, 2022
ALEXANDER CAPITAL, L.P.
BD
CRD#: 40077
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/4/2025)
RR
Arizona(8/18/2025)
RR
California(8/5/2025)
RR
Colorado(9/4/2025)
RR
Connecticut(8/12/2025)
RR
Florida(7/11/2025)
RR
Georgia(7/22/2025)
RR
Illinois(8/12/2025)
RR
Iowa(9/4/2025)
RR
Maryland(8/7/2025)
RR
Massachusetts(8/12/2025)
RR
Michigan(8/12/2025)
RR
Minnesota(8/18/2025)
RR
New Jersey(7/8/2025)
IAR
New Jersey(7/15/2025)
RR
New York(7/8/2025)
RR
Ohio(8/12/2025)
RR
Tennessee(9/16/2025)
RR
Texas(7/22/2025)
RR
Virginia(8/8/2025)
RR
Washington(9/8/2025)
RR
Wisconsin(7/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
