Shuyang Gao
Professional summary
Shuyang Gao, who also goes by Serena Gao, is a registered financial professional currently at CTC, LLC located in New York, New York.
Shuyang is registered as a RR (Registered Representative) and started their career in finance in 2020. Shuyang has worked at 3 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shuyang Gao's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2025 - Present
CTC, LLC
Office #1: 151 W. 42nd Street 36th Floor, New York, NY 10036April 11, 2022 - May 11, 2023
BARCLAYS CAPITAL INC.
August 29, 2020 - April 8, 2022
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 9/19/2020
Securities Trader ExamSeries 7TO
Date: 8/29/2020
General Securities Representative ExaminationCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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