Kenneth J. Judd
Professional summary
Kenneth Joseph Judd CPA was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 2019. Prior to being barred, Kenneth had worked at 1 firm, which includes VALKYRIE EQUITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2019 - February 15, 2024
VALKYRIE EQUITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/5/2019
General Securities Representative ExaminationSeries 79TO
Date: 5/11/2019
Investment Banking Registered Representative ExaminationCurrent Firm
VALKYRIE EQUITIES CORPORATION
CRD#: 155936 / SEC#: , 8-68754
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TYME CAPITAL HOLDINGS, INC. | OWNER | |
| HANSEN, JOSEPH DANIEL | FINOP AND CCO | 1943931 |
| JOSEPH, ANIL JOHN | DIRECTOR | |
| VARGHESE, ANIL | DIRECTOR |
Red Flags
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