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JH

Joseph Daniel Hansen

VALKYRIE EQUITIES
Farmers Branch, TX
·CRD# 1943931·37 years experience

Professional Summary

Joseph Daniel Hansen, who also goes by Joe Hansen, is a registered financial advisor currently at VALKYRIE EQUITIES CORPORATION located in Farmers Branch, Texas. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Hansen

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

VALKYRIE EQUITIES CORPORATION·CRD# 155936
BD
1. 14455 Webb Chapel Road Suite 201, Farmers Branch, TX 752342. 14455 Webb Chapel Road Suite 201, Dallas, TX 75234
January 3, 2012 - Present
FIRST STAR SECURITIES CORPORATION·CRD# 111963
BD
Addison, TX
September 11, 2001 - March 13, 2009
RBR SECURITIES, INC.·CRD# 103560
BD
San Antonio, TX
February 21, 2001 - May 9, 2001
IAG FINANCIAL SERVICES, INC.·CRD# 40185
BD
Temple, TX
June 11, 1996 - January 13, 2001
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
July 20, 1995 - June 24, 1996
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
June 26, 1989 - July 14, 1995

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Current Firm

VE
VALKYRIE EQUITIES CORPORATION

VALKYRIE EQUITIES CORPORATION

CRD#: 155936 / SEC#: 8-68754
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

14455 Webb Chapel Road Suite 201, Dallas, TX 75234

Mailing Address

14455 Webb Chapel Road Suite 201, Dallas, TX 75234

Phone Number

(469) 964-2675

Established

Texas since 04/29/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TYME CAPITAL HOLDINGS, INC.OWNER—
HANSEN, JOSEPH DANIELFINOP AND CCO1943931
JOSEPH, ANIL JOHNDIRECTOR—
TERRY, DAVID BRYANCEO8261973
VARGHESE, ANILDIRECTOR—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(3/12/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1989About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2001About the Series 27 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 1990About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Daniel Hansen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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