Henry B. Gan
Professional summary
Henry Boon Gan is a registered financial advisor currently at GAN PRIVATE WEALTH MANAGEMENT LLC located in Los Angeles, California.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Henry has worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Henry Boon Gan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2016 - Present
GAN PRIVATE WEALTH MANAGEMENT LLC
Office #1: 633 West 5th Street 26th Floor, Los Angeles, CA 90071June 1, 2009 - April 14, 2016
MORGAN STANLEY
June 1, 2009 - April 14, 2016
MORGAN STANLEY
July 8, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 27, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
April 2, 1984 - June 15, 1988
PRUDENTIAL EQUITY GROUP, LLC
July 1, 1980 - March 30, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/31/2016)
Exams
Series 8
Date: 10/10/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GAN PRIVATE WEALTH MANAGEMENT LLC
CRD#: 282725 / SEC#: 801-107437
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 29,988,200 |
Red Flags
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