John S. Mcknight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Scott Mcknight, who also goes by J Scott Mcknight, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - September 26, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 7, 1995 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 23, 1990 - September 26, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 18, 1988 - November 20, 1990
RAGEN MACKENZIE INVESTMENT SERVICES, LLC
May 14, 1987 - July 15, 1988
CIBC WORLD MARKETS CORP.
October 11, 1982 - June 3, 1987
DAIN RAUSCHER INCORPORATED
July 1, 1980 - October 28, 1982
FOSTER & MARSHALL INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/8/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
