George R. Shannon

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CRD#: 710581

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Russell Shannon, who also goes by George R Shannon, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1980. George had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

George R Shannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 6, 2005 - July 21, 2020

MADER & SHANNON WEALTH MANAGEMENT

RIA

CRD#: 123741

KANSAS CITY, MO

Past

September 20, 2001 - November 15, 2002

GREAT AMERICAN INVESTORS, INC.

CRD#: 28489

OVERLAND PARK, KS

Past

April 2, 1997 - November 19, 1999

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

October 10, 1991 - February 28, 1997

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

May 10, 1989 - April 12, 1990

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

November 9, 1987 - May 9, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

May 28, 1985 - October 20, 1987

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

June 27, 1980 - June 19, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/18/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/21/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/24/1986

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

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Contact information

Main Address

4717 Grand Ave. Ste 800, Kansas City, MO 64112

Mailing Address

Phone number

(816) 751-0585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADER & SHANNON WEALTH MANAGEMENT, INC. ADV PART 2 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	863
AUM (Assets Under Management)	$ 221,292,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George R. Shannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GREAT AMERICAN INVESTORS, INC.

SUNPOINT SECURITIES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

MADER & SHANNON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2005

Series 63

Date: 4/6/1987

Series 3

Date: 2/18/1987

Series 7

Date: 6/21/1980

Series 8

Date: 2/24/1986

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADER & SHANNON WEALTH MANAGEMENT

TRUST BUT VERIFY

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