Harvey C. Luft
Professional summary
Harvey Charles Luft, who also goes by Harvey C Luft, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.
Harvey is registered as a RR (Registered Representative) and started their career in finance in 1980. Harvey has worked at 14 firms and has passed the Series 63, Series 79TO, SIE, Series 15, Series 5, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harvey Charles Luft's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2015 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701October 14, 2011 - October 1, 2015
HALCYON CABOT PARTNERS, LTD.
September 24, 2010 - October 18, 2011
LAMPERT CAPITAL MARKETS INC.
January 16, 2009 - September 29, 2010
BRILL SECURITIES, INC.
January 12, 2007 - February 17, 2009
AEGIS CAPITAL CORP.
March 24, 2005 - January 12, 2007
OPPENHEIMER & CO. INC.
March 9, 2002 - April 1, 2005
RBC CAPITAL MARKETS, LLC
August 28, 1995 - March 9, 2002
TUCKER ANTHONY INCORPORATED
February 25, 1993 - August 28, 1995
GILFORD SECURITIES INCORPORATED
November 8, 1990 - March 19, 1993
JOSEPHTHAL & CO., INC.
July 14, 1986 - November 13, 1990
GRUNTAL & CO., L.L.C.
September 6, 1985 - July 17, 1986
KUHNS BROTHERS & LAIDLAW, INC.
February 18, 1981 - September 25, 1985
L. F. ROTHSCHILD & CO. INCORPORATED
June 26, 1980 - March 13, 1981
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2020)
(8/19/2021)
(9/28/2015)
(9/10/2021)
(9/25/2015)
(5/4/2021)
(9/25/2015)
(9/25/2015)
(9/3/2021)
(3/23/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 15
Date: 12/7/1982
Foreign Currency Options ExaminationSeries 5
Date: 9/29/1982
Interest Rate Options ExaminationSeries 8
Date: 11/22/1985
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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