Leslie H. Beck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Henderson Beck, CFP®, who also goes by Leslie Henderson, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1980. Leslie had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2007 - June 12, 2025
BECK INVESTMENT MANAGEMENT, LLC
September 3, 1986 - April 5, 1988
INVEST FINANCIAL CORPORATION
October 28, 1985 - September 11, 1986
CARDELL & ASSOCIATES, INCORPORATED
January 25, 1983 - November 12, 1985
PRUDENTIAL EQUITY GROUP, LLC
May 14, 1982 - March 7, 1983
UBS FINANCIAL SERVICES INC.
June 26, 1980 - May 17, 1982
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BECK INVESTMENT MANAGEMENT, LLC
CRD#: 143927 / SEC#: 801-67902
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 16,220,674 |
Red Flags
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