JB
Joseph R. Bergman
FIRST COMMAND ADVISORY SERVICES
Jacksonville Beach, FL 32250
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CRD#: 7100682
JB
Professional summary
Joseph Ryan Bergman is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Jacksonville Beach, Florida and FIRST COMMAND BROKERAGE SERVICES, INC. located in Jacksonville Beach, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: JRBergman, Inc. Whether the business is investment-related: Yes Address of the other business: 13963 Sea Prairie Lane, Jacksonville, FL, 32224 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: LLC Owner The start date of your relationship: Jan 04, 2021 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: LLC set up for myself due to my advisor role at First Command. (2) Name of the other business: Tsunami Softball Whether the business is investment-related: No Address of the other business: N/A. Nature of the other business: Community Activity Your position, title, or relationship with the other business: Treasurer The start date of your relationship: Apr 11, 2025 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Treasurer for my daughter's travel softball team. Opened a bank a non-interest bearing checking account. Will be responsible for collecting sponsorship revenues the girls generate and purchasing equipment, paying for tournaments, and other softball related activities.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Ryan Bergman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2019 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 320 1st St N Suite 601, Jacksonville Beach, FL 32250RIA
CRD#: 281958
Jacksonville Beach, FL
Current
June 13, 2019 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 320 1st Street N Suite 601, Jacksonville Beach, FL 32250BD
CRD#: 3641
Jacksonville Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/16/2019)
IAR
Florida(8/20/2019)
RR
Georgia(9/24/2019)
RR
Mississippi(1/6/2022)
RR
New Jersey(1/9/2020)
RR
North Carolina(1/29/2020)
RR
Ohio(7/7/2022)
RR
Oregon(4/1/2020)
RR
South Carolina(9/24/2019)
RR
Texas(3/9/2020)
IAR
Texas(3/9/2020)
RR
Vermont(2/24/2022)
RR
Virginia(1/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/13/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Jacksonville Beach, FL 32250TRUST BUT VERIFY
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