Citadel N. Penn
Professional summary
Citadel Nicolas Penn, who also goes by Citadel Leano Nicolas, is a registered financial advisor currently at AWM GLOBAL ADVISORS located in San Diego, California.
Citadel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Citadel has worked at 2 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Citadel Nicolas Penn's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2022 - Present
AWM GLOBAL ADVISORS
Office #1: 750 B Street Suite 2850, San Diego, CA 92101August 6, 2019 - February 12, 2021
EDWARD JONES
July 12, 2019 - February 12, 2021
EDWARD JONES
Primary Firm SEC Registration
AWM GLOBAL ADVISORS
CRD#: 159094 / SEC#: 801-72824
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/2/2022)
Exams
Series 7TO
Date: 7/12/2019
General Securities Representative ExaminationCurrent Firm
AWM GLOBAL ADVISORS
CRD#: 159094 / SEC#: 801-72824
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 143 |
| AUM (Assets Under Management) | $ 90,545,310 |
Red Flags
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