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TG

Tsvi Guy

BMI CAPITAL INTERNATIONAL LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 7098374
TG

Professional summary

Tsvi Guy, who also goes by Chuck Guy, is a registered financial professional currently at BMI CAPITAL INTERNATIONAL LLC located in New York, New York.

Tsvi is registered as a RR (Registered Representative) and started their career in finance in 2019. Tsvi has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chuck Guy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tsvi Guy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2021 - Present

BMI CAPITAL INTERNATIONAL LLC

Office #1: 535 5th Avenue 22nd Floor, New York, NY 10017
BD
CRD#: 154670
New York, NY
Past

June 5, 2019 - December 1, 2021

EASTGATE SECURITIES, LLC

BD
CRD#: 146671
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/29/2024)
RR
California
(12/3/2021)
RR
Maryland
(10/10/2025)
RR
Massachusetts
(10/18/2022)
RR
New York
(1/12/2022)
RR
Texas
(1/12/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 9/7/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/8/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 6/1/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/19/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BMI CAPITAL INTERNATIONAL LLC
BMI CAPITAL INTERNATIONAL LLC | PRETIOSA METALLA LLC | MORRIS ENERGY ADVISORS, INC.

CRD#: 154670 / SEC#: , 8-68658

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
535 5th Avenue 22nd Floor, New York, NY 10017
Mailing Address
3172 31st St 6c, Astoria, NY 11106
Phone number
(212) 390-1725
Established
Texas since 06/15/2012
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BMI FINANCIAL GROUP INCMEMBER
DSS SECURITIESMEMBER
KAPPOTIS, ERNEST DOMENICFINOP / CFO4871251
TRAPP, ROBERT HERMANCEO / CCO2246323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BMI CAPITAL INTERNATIONAL LLC

CRD#: 154670New York, NY 10017

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