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GC

Gia Trien Litte Chung

CHURCHILL CAPITAL USA
MANHATTAN BEACH, CA
Some features on this profile are disabled
CRD#: 7097073
GC

Professional summary

Gia Trien Litte Chung, who also goes by Gia Trien Litte Chung, Gia Trien Chung, Giatrienlitte Chung, Litte Chung, is a registered financial professional currently at CHURCHILL CAPITAL USA, INC. located in Manhattan Beach, California.

Gia Trien Litte is registered as a RR (Registered Representative) and started their career in finance in 2019. Gia Trien Litte has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gia Trien Litte Chung | Gia Trien Chung | Giatrienlitte Chung | Litte Chung

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gia Trien Litte Chung's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2024 - Present

CHURCHILL CAPITAL USA, INC.

BD
CRD#: 143278
MANHATTAN BEACH, CA
Past

September 6, 2023 - September 3, 2024

CANTOR FITZGERALD & CO.

BD
CRD#: 134
EL SEGUNDO, CA
Past

August 3, 2021 - May 10, 2023

CGS INTERNATIONAL SECURITIES USA, INC.

BD
CRD#: 141892
NEW YORK, NY
Past

October 24, 2019 - July 20, 2020

CGS INTERNATIONAL SECURITIES USA, INC.

BD
CRD#: 141892
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/2/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

CC
CHURCHILL CAPITAL USA, INC.
CHURCHILL CAPITAL USA, INC.

CRD#: 143278 / SEC#: , 8-67547

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
10 East 53rd Street 17th Floor, New York, NY 10022
Mailing Address
10 East 53rd Street 17th Floor, New York, NY 10022
Phone number
(212) 994-4990
Established
New York since 08/28/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CHURCHILL CAPITAL LTD.OWNER
ALMERINI, LOUIS ACHILLEFINOP1605183
COHEN, RONENCHIEF EXECUTIVE OFFICER2814070
LANDAU, DANIELLECHIEF COMPLIANCE OFFICER4671417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHURCHILL CAPITAL USA, INC.

CRD#: 143278Manhattan Beach, CA

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