Patrick A. Daly

REVERE MERCHANT SECURITIES

New York, NY 10022

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CRD#: 709458

Professional summary

Patrick Anthony Daly, who also goes by Patrick A Daly, is a registered financial professional currently at REVERE MERCHANT SECURITIES, LLC located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1980. Patrick has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick A Daly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Anthony Daly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2019 - Present

REVERE MERCHANT SECURITIES, LLC

Office #1: 560 Lexington Avenue 16th Floor, New York, NY 10022

CRD#: 171843

New York, NY

Past

December 9, 2014 - May 28, 2015

DETWILER FENTON WEALTH MANAGEMENT INC

CRD#: 16063

BOSTON, MA

Past

October 3, 2014 - March 27, 2018

DETWILER FENTON & CO.

CRD#: 1794

BOSTON, MA

Past

July 11, 2013 - October 3, 2014

BOUSTEAD SECURITIES, LLC

CRD#: 141391

IRVINE, CA

Past

August 18, 2005 - January 21, 2011

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

MALDEN, MA

Past

December 20, 2002 - July 19, 2005

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

June 14, 1999 - January 9, 2001

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

April 28, 1997 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

October 26, 1995 - April 11, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 14, 1994 - January 26, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

November 23, 1988 - January 1, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

June 4, 1980 - June 11, 1987

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

June 4, 1980 - June 25, 1987

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/1994

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/15/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/3/1984

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

REVERE MERCHANT SECURITIES, LLC

CRD#: 171843 / SEC#: , 8-69486

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Mailing Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Phone number

(646) 521-6260

Established

New York since 03/20/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
REVERE CAPITAL ADVISORS, LLC	MEMBER
BARNETT, DANIEL JOSEPH	CHAIRMAN	2294762
WILDEMAN, GREGORY SCOTT	CFO-FINOP, CHIEF COMPLIANCE OFFICER	6332005

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick A. Daly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Anthony Daly's CRS (Customer Relationship Summary).

Certified licenses

Experience

DETWILER FENTON WEALTH MANAGEMENT INC

DETWILER FENTON & CO.

BOUSTEAD SECURITIES, LLC

CETERA FINANCIAL SPECIALISTS LLC

PRINCIPAL SECURITIES, INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

LEHMAN BROTHERS INC.

KIDDER, PEABODY & CO. INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/1997

SIE

Date: 3/27/2018

Series 7

Date: 11/11/1994

Series 1

Date: 5/15/1980

Series 26

Date: 8/3/1984

FINRA

Current Firm

REVERE MERCHANT SECURITIES, LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

REVERE MERCHANT SECURITIES, LLC

TRUST BUT VERIFY

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